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James N. Baxter
Continuing a varied career spanning corporate and securities law, investment banking and investment strategy, James N. Baxter joined the corporate and international practice of Guzov Ofsink in 2007 and is currently Of Counsel. James has provided counsel to clients involved in public and private finance, M & A, leveraged lease financing, tender offers, licensing and shipbuilding. His clients include US and international companies and institutional investors.
After beginning his career with eight years of securities law practice, primarily at Sullivan & Cromwell, James became a Managing Director at Merrill Lynch, where he served as head of the Far East Investment Banking Office in Tokyo, working on transactions in Asia, the US, Europe and the Middle East.
He then headed the Pension Services Group at Salomon Brothers, where he focused on investment policy and strategy, handling multi-billion dollar transactions in bonds, stocks, derivatives real estate and venture capital.
Since 2000 James has returned to full-time law practice.
“Understanding the points of view of all participants, we can best represent clients who want to close transactions efficiently on appropriate terms. We also help our clients in communicating and succeeding across cultural barriers.”
Education
Harvard Law School, J.D., Williston Legal Drafting Prize
University of Paris, Certificat d’Etudes Politiques
Yale University, B.A., cum laude, Ranking Scholar
Distinctions
Arbitrator, NASD/FINRA since 1996
Member, American Bar Association (Business and Health Law Sections)
Member, New York City Bar Association
Admissions
State of New York
U.S. Southern District of New York
U.S. Eastern District of New York
Please contact James directly at
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